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Capital markets and e-fraud (Record no. 139347)

000 -LEADER
fixed length control field	03452cam a22003497a 4500
001 - CONTROL NUMBER
control field	13970871
003 - CONTROL NUMBER IDENTIFIER
control field	The World Bank
005 - DATE AND TIME OF LATEST TRANSACTION
control field	20181123120952.0
006 - FIXED-LENGTH DATA ELEMENTS--ADDITIONAL MATERIAL CHARACTERISTICS--GENERAL INFORMATION
fixed length control field	m d
007 - PHYSICAL DESCRIPTION FIXED FIELD--GENERAL INFORMATION
fixed length control field	cr cn\|\|\|\|\|\|\|\|\|
008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION
fixed length control field	050517s2005 dcu sb i000 0 eng
010 ## - LIBRARY OF CONGRESS CONTROL NUMBER
LC control number	2005619128
035 ## - SYSTEM CONTROL NUMBER
System control number	(The World Bank)13970871
040 ## - CATALOGING SOURCE
Original cataloging agency	DLC
Transcribing agency	DLC
050 00 - LIBRARY OF CONGRESS CALL NUMBER
Classification number	HG3881.5.W57
100 1# - MAIN ENTRY--PERSONAL NAME
Personal name	Kellermann, Tom.
245 10 - TITLE STATEMENT
Title	Capital markets and e-fraud
Medium	[electronic resource] :
Remainder of title	policy note and concept paper for future study /
Statement of responsibility, etc	Tom Kellermann, Valerie McNevin.
260 ## - PUBLICATION, DISTRIBUTION, ETC. (IMPRINT)
Place of publication, distribution, etc	[Washington, D.C. :
Name of publisher, distributor, etc	World Bank,
Date of publication, distribution, etc	2005]
490 1# - SERIES STATEMENT
Series statement	Policy research working paper ;
Volume number/sequential designation	3586
500 ## - GENERAL NOTE
General note	Title from PDF file as viewed on 5/17/2005.
504 ## - BIBLIOGRAPHY, ETC. NOTE
Bibliography, etc	Includes bibliographical references.
520 3# - SUMMARY, ETC.
Summary, etc	"The technological dependency of securities exchanges on internet-based (IP) platforms has dramatically increased the industry's exposure to reputation, market, and operational risks. In addition, the convergence of several innovations in the market are adding stress to these systems. These innovations affect everything from software to system design and architecture. These include the use of XML (extensible markup language) as the industry IP language, STP or straight through processing of data, pervasive or diffuse computing and grid computing, as well as the increased use of Internet and wireless. The fraud is not new, rather, the magnitude and speed by which fraud can be committed has grown exponentially due to the convergence of once private networks on-line. It is imperative that senior management of securities markets and brokerage houses be properly informed of the negative externalities associated with e-brokerage and the possible critical points of failure that exist in today's digitized financial sector as they grow into tomorrow's exchanges. The overwhelming issue regarding e-finance is to determine the true level of understanding that senior management has about on-line platforms, including the inherent risks and the depth of the need to use it wisely. Kellermann and McNevin attempt to highlight the various risks that have been magnified by the increasing digitalization of processes within the brokerage arena and explain the need for concerted research and analysis of these as well as the profound consequences that may entail without proper planning. An effective legal, regulatory, and enforcement framework is essential for creating the right incentive structure for market participants. The legal and regulatory framework should focus on the improvement of internal monitoring of risks and vulnerabilities, greater information sharing about these risks and vulnerabilities, education and training on the care and use of these technologies, and better reporting of risks and responses. Public/private partnerships and collaborations also are needed to create an electronic commerce (e-commerce) environment that is safe and sound. "--World Bank web site.
530 ## - ADDITIONAL PHYSICAL FORM AVAILABLE NOTE
Additional physical form available note	Also available in print.
650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM
Topical term or geographic name as entry element	Capital market.
650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM
Topical term or geographic name as entry element	Electronic commerce.
650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM
Topical term or geographic name as entry element	Internet fraud.
700 1# - ADDED ENTRY--PERSONAL NAME
Personal name	McNevin, Valerie.
710 2# - ADDED ENTRY--CORPORATE NAME
Corporate name or jurisdiction name as entry element	World Bank.
776 18 - ADDITIONAL PHYSICAL FORM ENTRY
Main entry heading	Print version:
Display text	Kellermann, Tom.
Title	Capital markets and e-fraud.
Place, publisher, and date of publication	[Washington, D.C. : World Bank, 2005]
830 #0 - SERIES ADDED ENTRY--UNIFORM TITLE
Uniform title	Policy research working papers ;
Volume number/sequential designation	3586.
830 #0 - SERIES ADDED ENTRY--UNIFORM TITLE
Uniform title	World Bank e-Library.
856 40 - ELECTRONIC LOCATION AND ACCESS
Uniform Resource Identifier	<a href="http://elibrary.worldbank.org/doi/book/10.1596/1813-9450-3586">http://elibrary.worldbank.org/doi/book/10.1596/1813-9450-3586</a>

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